Modern Africans and Europeans may have more Neanderthal ancestry than previously thought

January 30, 2020

Neanderthal DNA sequences may be more common in modern Africans than previously thought, and different non-African populations have levels of Neanderthal ancestry surprisingly similar to each other, finds a study publishing January 30 in the journal Cell. Researchers arrived at these findings by developing a new statistical method, called IBDmix, to identify Neanderthal sequences in the genomes of modern humans. The results also suggest that African genomes contain Neanderthal sequences in part due to back-migration of ancestors of present-day Europeans.

"Our study is significant because it provides important new insights into human history and patterns of Neanderthal ancestry in globally diverse populations," says senior study author Joshua Akey of Princeton University. "Our results refine catalogs of genomic regions where Neanderthal sequence was deleterious and advantageous and demonstrate that remnants of Neanderthal genomes survive in every modern human population studied to date."

Past studies have suggested that East Asians have approximately 20% more Neanderthal ancestry compared to Europeans. But the new findings suggest that these estimates may have been biased due to methodological limitations. Previously developed approaches, such as S*, use a modern reference panel--usually an African population assumed to lack Neanderthal ancestry. But if the reference panel unexpectedly contains Neanderthal sequences, then the method will underestimate Neanderthal ancestry in modern humans.

To address this problem, Akey and his colleagues developed IBDmix as a new category of methods for detecting archaic ancestry. Instead of using a modern reference panel, the approach calculates the probability that an individual's genotype is shared identical by descent (IBD) with an archaic reference genome. Compared with S*, IBDmix is a less biased approach because it has higher statistical power for detecting shared archaic sequences and yields fewer false positives.

The researchers applied IBDmix to 2,504 modern individuals from the 1000 Genomes Project, which represents geographically diverse populations, and used the Altai Neanderthal reference to identify Neanderthal sequence in these individuals. They robustly identified regions of Neanderthal ancestry in Africans for the first time, identifying on average 17 megabases (Mb) of Neanderthal sequence per individual in the African samples analyzed (which corresponds to approximately 0.3% of the genome), compared with less than one megabase reported in previous studies. More than 94% of the Neanderthal sequence identified in African samples was shared with non-Africans.

The researchers also observed levels of Neanderthal ancestry in Europeans (51 Mb/individual), East Asians (55 Mb/individual), and South Asians (55 Mb/individual) that were surprisingly similar to each other. Strikingly, East Asians had only 8% more Neanderthal ancestry compared to Europeans, in contrast to previous reports of 20%. "This suggests that most of the Neanderthal ancestry that individuals have today can be traced back to a common hybridization event involving the population ancestral to all non-Africans, occurring shortly after the Out-of-Africa dispersal," Akey says.

To explore potential explanations for the unexpectedly high Neanderthal ancestry in Africans, the researchers then compared the actual data to simulated genotype data derived from different demographic models. This analysis took into account various sequence characteristics, such as the length of the shared archaic segments, the frequency of these segments in Africans, and the amount of sequence shared exclusively between African and non-African populations.

They found that Africans exclusively share 7.2% of Neanderthal sequence with Europeans, compared with only 2% with East Asians. Simulations showed that low levels of back-migration persisting over the past 20,000 years can replicate features of the data and could therefore be a possible explanation for the observed levels of ancestry among different modern populations. The results suggest that previously developed methods using an African reference population are biased toward underestimating Neanderthal ancestry to a greater extent in Europeans compared to East Asians. "Collectively, these results show that Neanderthal ancestry estimates in East Asians and Europeans were biased due to unaccounted-for back-migrations from European ancestors into Africa," Akey says.

But gene flow went in both directions. The data also suggest that there was a dispersal of modern humans out of Africa approximately 200,000 years ago, and this group hybridized with Neanderthals, introducing modern human DNA into the genomes of Neanderthals. According to the authors, both out-of-Africa and into-Africa dispersals must be accounted for when interpreting global patterns of genomic variation.

"I am struck by the fact that we often conceptualize human history in very simple terms," Akey says. "For example, we often imagine there was a single dispersal out of Africa that happened 60,000 to 80,000 years ago that led to the peopling of the world. However, our results show this history was much more interesting and there were many waves of dispersal out of Africa, some of which led to admixture between modern humans and Neanderthals that we see in the genomes of all living individuals today."

Using IBDmix, the researchers also identified 51 high-frequency Neanderthal haplotypes--sets of DNA variations that tend to be inherited together--in modern humans, including several that were undetected with previously developed methods. For the first time, they detected high-frequency Neanderthal haplotypes in Africans, and regions containing these haplotypes are enriched for genes involved in immune function and ultraviolet-radiation sensitivity. These haplotypes may reflect instances of beneficial Neanderthal sequences being rapidly driven to high frequency in modern humans through a process known as adaptive introgression. "These novel findings provide insight into the evolutionary history of these populations, the selective pressures they faced, and current variation in health and disease," Akey says.

The authors note several limitations of their approach. Because IBDmix requires an archaic reference genome, it is not suitable for discovering sequences shared between modern humans and unknown or unsequenced hominin lineages. In addition, the approach requires sequenced genomes from at least ten individuals for robust inferences. In future studies, Akey and his team plan to apply their approach to additional African populations, functionally characterize Neanderthal sequences that may be advantageous, and study the implications of these archaic sequences in modern human health and disease.
Joshua Akey is a paid consultant of Glenview Capital.

Cell, Chen et al.: "Identifying and Interpreting Apparent Neanderthal Ancestry in African Individuals"

Cell (@CellCellPress), the flagship journal of Cell Press, is a bimonthly journal that publishes findings of unusual significance in any area of experimental biology, including but not limited to cell biology, molecular biology, neuroscience, immunology, virology and microbiology, cancer, human genetics, systems biology, signaling, and disease mechanisms and therapeutics. Visit: To receive Cell Press media alerts, contact

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